Senior Manager, Compliance - Macquarie Capital

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Senior Manager, Compliance - Macquarie Capital

Additional office locations

Tokyo

Job ID

22816

Date

22-Jun-2026

Permanent - Full time, Job category

Compliance & Regulatory

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Join our Compliance team, which is part of the Risk Management Group and provides independent oversight to ensure risks are effectively identified and managed across our organisation. We support the Macquarie Capital business in Japan while working closely with regional and global colleagues to deliver consistent compliance outcomes.

We are a global financial services group operating in 30 markets with 57 years of unbroken profitability. At Macquarie, you’re empowered to shape a career that is fulfilling and creates value. You will bring your insights and expertise to the task at hand and feel supported as you make your own kind of impact for a better future.

What role will you play?

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You will provide compliance advice, monitoring and oversight to support the business, working closely with front office teams, responding to regulatory enquiries, conducting monitoring and control reviews, and maintaining strong policies, procedures and training programmes. You will also contribute to regional projects and play an active role in strengthening our control environment.

What you offer

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• 5 years’ of experience in compliance covering cash equities brokerage and/or investment banking businesses within a financial institution
• Strong understanding of Japanese capital markets and related laws and regulations
• A team player with the ability to work in partnership with business and functions in the region and globally, as well as compliance colleagues locally and regionally
• Experience engaging with regulators such as FSA, TSE, and JSDA, and supporting regulatory inspections
• Complete proficiency in Japanese and business level English communication skills
• Strong analytical thinking, stakeholder management and ability to learn new concepts quickly.

We love hearing from anyone inspired to build a better future with us, if you're excited about the role or working at Macquarie we encourage you to apply.

About the Risk Management Group

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Our Risk Management Group works as an independent, and centralised function, responsible for independent and objective review and challenge, oversight, monitoring and reporting in relation to Macquarie’s material risks. We are a global team that aims to manage the risks of today and anticipate the risks of tomorrow. Our divisions include compliance, credit, financial crime risk, market risk, operational risk, aggregate risk and prudential, and central.

Inclusion at Macquarie

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We are committed to providing an inclusive environment for all, where different experiences, skills and perspectives are valued and respected. Macquarie provides access to opportunities for all individuals regardless of race, colour, religion, sex, sexual orientation, national origin, age, disability, protected veteran status, genetic information, marital status, gender identity or any other characteristic or circumstance.

We provide reasonable adjustments to individuals who may need support during the recruitment process and employment. If you require an adjustment, please let us know during the application process.